Fourth Scholarly Panel: Constitutional Law and the EU
Chair: Dr. Jiri Payne
European Constitutionalism: Assumptions and Consequences
(a thumbnail from Croatia)
Zoran Oklopcic
Department of Constitutional
Law, Faculty of Law, University of Zagreb, Croatia
The paper seeks to compare two accounts of the idea
of constitutionalism from a Croatian perspective.: the so-called
European constitutionalism and its standard variant. Drawing on the
works of N. Walker , R. Bellamy, J.H.H. Weiler and others, I will
try offer a sketch of the conceptual presuppositions that underlie
both of these variants. My initial working hypothesis will be that
the idea of constitutionalism can be broken along the following lines:
standard constitutionalism |
«european» constitutionalism |
state-centered |
Beyond the state |
Centrality of pre-commitment |
No-precommitment; permanent renegotiation |
Gag-rules |
Open agenda |
Finality of constitutional adjudication,
kompetenz-kompetenz |
The issue of final arbiter – irrelevant
Constitutional dialogue between supranational and national
fora |
One People (and/or Volk ?) |
Multiple demoi |
Normative vision of political
legitimacy: consent/fair play/natural duty of justice (?) |
Weberian vision of political
legitimacy supplants the discussion of «normative» elements – (factual
acquiescence is what matters) |
The discussion about constitutionalism will also
feature other classifications, ( e.g . N. Walker 's constitutional
skepticism, historical-contextualism, serialism, processualism) and
would hopefully glimpse upon the debates about (neo)functionalism.In
doing so, I will devote the particular attention to the questions
of: state-centeredness of the constitutionalism, identity of the
constitutional subject (M. Rosenfeld), the problem of Kompetenz-Kompetenz,
etc.
In the second part of the paper I will try to connect
the conceptual debates about nature of the Union , fundamental
boundaries and alike, with the normative debate about the legitimacy
of the
European Union's political order. The idea is that the particular
stance towards the problem of the democratic deficit, or to the
issue of the construction of supranational demos, is predicated upon
the question of what is the basis for the legitimacy of the political
order..(For example, if we assume that the consent of the governed
is the basis for the legitimacy of the political society, we should
take democratic decisionmaking seriously as well.)
In the final
part of the paper, the Croatian perspectives on the idea of constitutionalism
will be (re)constructed (both prior and after the independence) in
order to see how they fare under the paradigm of the “European” constitutionalism.
Drawing on the work of H. Arendt in “On Revolution”, I will argue
that the Croatian political actors' idea of the constitutionalism
is distinctively old-fashioned, and relies on the French idea of
the People (whether it is the Volk of Demos is of a lesser importance)
as the sovereign power, represented in Parliament which is, according
to that view, inherently “stronger” than
other branches of government. This view is also mirrored in the reluctance
of the political actors to defer to the Constitutional Court in the
separation of powers controversies.
More importantly, the Maastricht-Urteil-type
perception of the national sovereignty and of relationship between
the “supranational” and national
level of governance, makes us wary about the possibility that Croatian
and “European” constitutionalism can be reconciled beyond the mere
pragmatic compromise.
Incorporating the Principles of Co-equal Branches
into the European Constitution: Lessons To Be Learned From the United
States
Mark K. Gyandoh, Esq
Philadelphia, PA, United States
As an enduring modern-day democracy based on federalist
principles the United States provides a shining beacon of light for
others to follow. With the European Union about to establish a European
Constitution it seems only natural for those interested in the future
of the European Union to study how the United States has managed
to operate under a federal system.
This paper will discuss the importance
of having a constitutional body that has final say on the constitutionality
of the European Constitution. The United States Constitution failed
to include such a provision. It was not until Supreme Court Chief
Justice John Marshall's opinion in the famed case of 1803, Marbury
v. Madison that the Supreme Court established itself as the final
decision maker on the constitutionality of laws. This is despite
the fact that the Constitution designated three co-equal branches
(legislative, executive and judicial) without establishing which
branch had the final say on the constitutionality of laws passed
in the Country.
Under the European Constitution five main branches
are established: the European Parliament, the European Council, the
Council of Ministers, the European Commission and the Court of Justice.
Although the Court of Justice is given some authority on interpreting
the European Constitution the Constitution falls short of naming
the Court of Justice as having the final word on the Constitutionality
of laws.
The lack of a designated body which has final authority
on what is constitutional under the European constitution has some
obvious implications. Take for example, Title III, Article 9, paragraph
2 of the European Constitution which states the following:
Under
the principle of conferral, the Union shall act within the limits
of the competences conferred upon it by the Member States in the
Constitution to attain the objectives set out in the Constitution.
Competences not conferred upon the Union in the Constitution remain
with the Member States.
Like the Tenth Amendment of the United States
Constitution, the above provision gives express powers to the Union
and reserves the rest to Member States. Although the European Constitution
is far more detailed than the United States Constitution in explaining
the express powers given to the European Union there will inevitably
arise an area of “competence” not contemplated by the Constitution.
Without a constitutional body to have the final say in interpreting
the Constitution and to decide whether the Union or Member State
has control of a “competence” it is inevitable that conflicts leading
to rifts could develop between the Member States and the Union.
This
paper will analyze the case of Marbury v. Madison critically, discussing
whether in fact Justice Marshall reached the correct decision. The
paper will conclude by applying the same critical analysis to the
European Constitution to determine which of the five main branches
should have final say on the constitutionality of laws established
by the Union . It will suggest that perhaps each of the branches
in its own right can decide the constitutionality of the laws promulgated
through the European Union because each branch is a body created
by the Constitution. The paper will further conclude that a provision
be added to the Constitution memorializing this concept.
Who should Govern the EU and in What Manner?
Fausto Capelli
Director, Director of Collegio europeo di Parma, Via Silvio Pellico,
Milan, Italy
Taking into account the existing defects in the
organisation of a modern State, run in accordance with traditional
democratic method, the Paper suggests that the institutional system
to be applied to the European Union should maintain unaltered the
current division of institutional competence between the European
Parliament, Council of the European Union and the European Commission
with the introduction of some changes/modifications in relation to
the involvement of the European Council and the European Court of
Justice.
In fact, according to the conclusions reached in the Paper,
it would not be an advantage to transpose the traditional democratic
method within the European Union.
It is possible to explain the reasons
for this is a simple and concise way . In a passage in Book VII of "The
Republic" ("Politeia"),
PLATO reaches the following paradoxical conclusion: "Government
should be given to persons who do not enjoy governing, otherwise
their rivalry will end in conflict".
If, however, we consider
to the institutional situation of a normal democratic State, in which
the objective of the rival parties (majority and opposition) is that
of attaining political power to be able to exercise it, how will
it be possible to achieve the result suggested in Plato's paradox?
To be more precise, if all those who engage in politics, as acknowledged
by Max WEBER, enjoy exercising power, how will it be possible to
entrust with power those who do not desire it?
Perhaps, if we translate
the paradox into other terms, it may mean that those who join a government
must be in a position to exercise legislative power – in order to
govern in the widest sense – without,
however, holding political power (which only fuels rivalry and leads
to conflict).
If this is true, PLATO's paradox, in its monumental
simplicity, takes on general validity, neutralizing the effects of
that fundamental human characteristic, funded in psychology and destined
to fuel the political conflict to which we have referred.
The problem
inherent in the paradox can therefore find but one solution in institutional
terms: of which, the most reliable one might be that which has been
found, based on experience, within the system employed by the European
Union and described in detail in the Paper.
The solution would consist,
therefore, not so much in depriving the representatives of each of
the political parties, in competition with each other, of their love
of power – obviously an unachievable
objective – so much as putting them in the psychological position
of not having to depend on the defeat of the other party in order
to exercise legislative power.
This is, in fact, what happens within
the European Union's institutional system, as the Paper has attempted
to clarify.
With regard to resolving the problem of the adoption
of legislative acts in the European Union, this has been considered
in the Paper as democratically acceptable only in the co-decision
procedure with the addition of some substantial institutional changes.
From one side the changes suggested in the Paper tend to protect,
in the most beneficial way, citizens as a whole, thanks to the permanent
competition between the different positions held by the various organs
involved in the european legislative process which are carried out
within the co-decision procedure. From the other side the changes
proposed in the Paper tend to assure a better relationship with the
States non members of the EU.
In order to achieve these objectives,
the involvement of civil society (organised and non-organised) has
been envisioned in the Paper with the purpose of providing the widest
contribution possible of ideas, information and knowledge to the
legislative organs of the European Union and even to the executive
organs.